Assistant Manager (Compliance)

Assistant Manager (Compliance) – Alliance Finance Co. PLC

Job Overview

Alliance Finance Company PLC (AFC) is seeking an experienced professional for the position of Assistant Manager – Compliance. The role focuses on strengthening the organization’s compliance culture, monitoring regulatory developments, conducting compliance reviews and managing compliance risks across the company.

Position Details

• Job Title: Assistant Manager – Compliance
• Company: Alliance Finance Company PLC
• Job Type: Full-Time
• Job Location: Colombo 07, Sri Lanka
• Experience: Minimum 5 years in the Finance or Banking industry
• Application Deadline: Within 10 days of the advertisement

Company Overview

Alliance Finance Company PLC (AFC), incorporated in 1956, is an established finance company in Sri Lanka. The company provides a diversified range of financial products and services, including leasing, gold loans, gold investments, fixed deposits, savings and climate-smart agriculture loans.

Qualifications & Experience

• Bachelor’s Degree in Business Management, Finance or an equivalent degree from a recognized university.
• Minimum 5 years of experience in the Finance or Banking industry.
• Extensive managerial experience with a strong performance record in compliance functions.
• Strong understanding of compliance functions and regulatory requirements.
• Excellent written and verbal communication skills in English.
• Strong teamwork and the ability to harness the potential of a team.

Key Responsibilities

• Ensure compliance policies, procedures and regulatory requirements are effectively communicated and understood across all levels of the company.
• Monitor regulatory and compliance developments.
• Disseminate relevant regulatory information across the organization.
• Assess the impact of regulatory developments on business operations.
• Facilitate the implementation of necessary regulatory requirements.
• Support management in promoting and maintaining staff compliance with applicable laws, regulations, internal policies and procedures.
• Conduct Departmental Compliance Verification reviews in accordance with the Risk-Based Approach and the approved Annual Compliance Plan.
• Develop, review and enhance departmental policies and procedures to ensure alignment with regulatory requirements.
• Establish, implement and oversee appropriate procedural controls to identify, assess, monitor and mitigate compliance risks.
• Identify, investigate and resolve non-compliant activities within the organization.

Required Skills

• Strong compliance and regulatory knowledge.
• Risk-based compliance review skills.
• Ability to monitor and assess regulatory developments.
• Strong analytical and problem-solving abilities.
• Excellent written and verbal English communication skills.
• Strong leadership and team management skills.
• Ability to work effectively with different departments.
• Strong attention to regulatory and procedural details.
• Ability to identify, investigate and resolve compliance issues.

Salary & Benefits

• Salary and benefits are not specified in the advertisement.
• Opportunity to take on a managerial compliance role within the financial services sector.
• Professional exposure to regulatory compliance, risk management and organizational governance.

How to Apply

Interested candidates should submit their CV along with the names and contact details of two non-related referees to careers@alliancefinance.lk.

Please indicate the position applied for in the subject line of the email.

Applications should be submitted within 10 days of the advertisement.

Applications may be addressed to:

Chief People Officer
Alliance Finance Company PLC
84, Ward Place
Colombo 07, Sri Lanka

Important Notes

• The position is based in Colombo 07.
• Minimum 5 years of experience in the Finance or Banking industry is required.
• Extensive managerial experience in compliance functions is expected.
• A Bachelor’s Degree in Business Management, Finance or an equivalent qualification is required.
• Excellent English communication skills are required.
• Candidates should have strong teamwork and leadership capabilities.
• Applications should be submitted within 10 days of the advertisement.

Job Category: Banking & Insurance, Accounting & Finance, Management, Private Jobs