Executive Compliance – Richard Pieris & Company PLC

Job Overview

Richard Pieris Finance Ltd is currently seeking a qualified and experienced Executive – Compliance to join its Head Office team. This role is ideal for professionals with expertise in AML, CFT, regulatory compliance, and financial sector audits within the banking or financial services industry.

Executive – Compliance Jobs in Sri Lanka – Richard Pieris Finance Ltd

Company: Richard Pieris Finance Ltd
Position: Executive – Compliance
Job Type: Full-Time
Industry: Banking / Finance / Compliance
Location: Colombo 02, Sri Lanka
Workplace Type: On-site

About the Company

Richard Pieris Finance Ltd is one of Sri Lanka’s fastest-growing financial service providers and a fully owned subsidiary of Richard Pieris & Company PLC (ARPICO Group). With a legacy spanning over 90 years, the company provides financial services to diverse market segments through a dynamic and professional workforce.

Executive – Compliance Job Responsibilities

Main Responsibilities

• Develop, implement, and monitor:
  • AML (Anti-Money Laundering)
  • CFT (Counter Financing of Terrorism)
  • PF requirements
    in line with FIU and CBSL guidelines
• Conduct compliance reviews and audits across branches and departments
• Prepare accurate compliance review reports within deadlines
• Identify and summarize key risks found during audits
• Assist in formulating the Annual Compliance Review Plan
• Establish and oversee compliance policies and procedures
• Monitor implementation of recommendations from CBSL statutory examinations and audits
• Stay updated on laws and regulations affecting financial services compliance
• Provide advice and training on compliance-related matters
• Handle compliance investigations and report findings to senior management
• Promote a strong compliance culture across the organization

Qualifications & Requirements

Experience

• Minimum 5 years of experience in:
  • Banking
  • Financial services
  • AML/CFT compliance roles

Educational & Professional Qualifications

Candidates should possess:

• A Degree OR
• Full/Part professional qualifications in:
  • Banking & Finance
  • IABF / DABF
  • CIMA
  • FRM

Skills & Competencies

Ideal candidates should have:

• Strong analytical and problem-solving skills
• Excellent attention to detail
• Good interpersonal and communication skills
• Knowledge of regulatory and compliance frameworks

Salary & Benefits

• Attractive remuneration package
• Opportunity to work with a leading financial institution
• Career growth within the ARPICO Group

Job Location

Richard Pieris Finance Ltd – Head Office
No. 69, Aprico Complex, Hyde Park Corner, Colombo 02, Sri Lanka

How to Apply

Interested candidates should send their CV with the job title in the subject line within 7 days of the advertisement.

Email: careers@rpcfinance.com

FAQs

What position is available at Richard Pieris Finance?

The company is hiring for the role of Executive – Compliance.

How much experience is required?

Applicants should have at least 5 years of experience in banking or financial services compliance.

What compliance areas are involved?

The role focuses on AML, CFT, PF compliance, regulatory audits, and risk management.

What qualifications are preferred?

A degree or professional qualifications such as IABF, DABF, CIMA, or FRM are preferred.

Where is the job located?

The position is based at the Head Office in Colombo 02, Sri Lanka.